Regulatory status

Steadman & Johnson Investments Group Limited is very proud to be regulated under licence number T2023245 issued by Comoros Finance Commission of The Union of the Comoros for the following activities.

• Stock Brokerage
• Securities Brokerage
• Financial Advisory
• Asset Management
• Fund Management
• Custody Services
• Transaction Clearing
• Payment Processing
• Currency Trading (FOREX)
• Issuance of Securities
• Underwriting of Securities

Holding a license for such a wide range of activities enables us to offer many and varied investment products and offerings for the benefit of our members.

We recognise that Comoros might not be the most recognised licensing jurisdiction, but they are looking to become a world recognised jurisdiction and we look forward to being part of this journey, we have set ourselves the highest standard of compliance and have taken the compliance requirement set by the FCA as our standard, to help us in this goal we have engaged the service of a renowned Compliance & Internal Audit service company of Salvus Fund.

This is our charter listing to ensure we provide our members with the best possible service:

1. Integrity – we will conduct our business with integrity.
2. Skill, care and diligence – we will conduct our business with due skill, care and diligence.
3. Management and control – we will take reasonable care to organise and control our affairs responsibly and effectively, with adequate risk management systems.
4. Market conduct – we will observe proper standards of market conduct.
5. Customers’ interests – we will pay due regard to the interests of our customers and treat them fairly.
6. Communications with clients – we will pay due regard to the information needs of our clients and communicate information to them in a way which is clear, fair and not misleading.
7. Conflicts of interest – we will manage conflicts of interest fairly, both between itself and our customers and between a customer and another client.
8. Customers: relationships of trust – we will take reasonable care to ensure the suitability of our advice and discretionary decisions for any customer who is entitled to rely upon our judgement.
9. Clients’ assets – we will arrange adequate protection for clients’ assets when we are responsible for them.
10. Relations with regulators – we will deal with our regulators in an open and co-operative way and will disclose anything relating to us which would reasonably be expected.